Securities and Exchange Commission Rules and Regulations
Part 200 Organization; Conduct and Ethics; and Information and Requests
Part 201 Rules of Practice
Part 202 Informal and Other Procedures
Part 203 Rules Relating to Investigations
Part 204 Rules Relating to Debt Collection
Part 205 Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer
Part 209 Forms Prescribed under the Commission’s Rules of Practice
Part 210 Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975
Part 211 Index of Interpretations Relating to Financial Reporting Matters
Part 227 Rules Governing Crowdfunding Offerings of up to $1 million
Part 229 Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975 ? Regulation S-K
Securities Act of 1933
Part 230 General Rules and Regulations
Part 231 Index of Interpretive Releases
Part 232 Regulation S-T ? General Rules and Regulations for Electronic Filings
Part 239 e-CFR Forms Listing
Trust Indenture Act of 1939
Part 260 General Rules and Regulations
Part 261 Index of Interpretive Releases
Part 269 e-CFR Forms Listing
Securities Exchange Act of 1934
Part 240 General Rules and Regulations
Part 241 Index of Interpretive Releases
Part 242 Regulations M, SHO, ATS, AC, and NMS and Customer Margin Requirements for Security Futures
Part 243 Regulation FD
Part 244 Regulation G
Part 245 Regulation Blackout Trading Restriction (Regulation BTR ? Blackout Trading Restriction)
Part 247 Regulation R — Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker
Part 248 Regulation S-P: Privacy of Consumer Financial Information
Part 249 e-CFR Forms Listing
Part 249B Further Forms, Securities Exchange Act of 1934
Part 255 Proprietary Trading and Certain Interests in and Relationships with Covered Funds
Investment Company Act of 1940
Part 270 General Rules and Regulations
Part 271 Index of Interpretive Releases
Part 274 e-CFR Forms Listing
Investment Advisers Act of 1940
Part 275 General Rules and Regulations
Part 276 Index of Interpretive Releases
Part 279 e-CFR Forms Listing
Securities Investor Protection Corporation
Part 300 General Rules and Regulations
Part 301 e-CFR Forms Listing


The format of Security Complaint USA [PDF]