The International Organization of Securities Commissions (IOSCO) is an international organisation that brings together the world’s securities regulators and is recognized as the global standard setter for the securities sector. IOSCO develops, implements and promotes adherence to internationally recognized standards for securities regulation. It works intensively with the G20 and the Financial Stability Board (FSB) on the global regulatory reform […]

SECURITIES CONTRACTS (REGULATION) ACT, 1956 [As amended by the Finance Act, 2017] [42 OF 1956] SECTIONS PRELIMINARY 1. Short title, extent and commencement 2. Definitions RECOGNISED STOCK EXCHANGES 3. Application for recognition of stock exchanges 4. Grant of recognition to stock exchanges. 4A. Corporatisation and demutualisation of stock exchanges 4B. Procedure for corporatisation and demutualisation 5. Withdrawal of recognition 6. […]

American jurisprudence which has developed around Title 17, Code of Federal Regulations, Part 240, Rule 10b-5 (Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration). It is to be noted that much of Indian securities laws have similar provisions.[ SECURITIES AND EXCHANGE BOARD OF INDIA Versus SHRI KANAIYALAL BALDEVBHAI PATEL SEPTEMBER 20, 2017] Market […]

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