Tag: SEBI

How to Become a Portfolio Manager-you need registration with SEBI

Portfolio manager” means a body corporate, which pursuant to a contract with a client, advises or directs or undertakes on behalf of the client (whether as a discretionary portfolio manager or otherwise) the management or administration of a portfolio of securities or goods or funds of the client

DEPOSITORIES ACT 1996

An Act to provide for the regulation of depositories in securities and for matters connected therewith or incidental thereto. The Depositories Act, 1996 [As amended by Finance Act, 2018] DEPOSITORIES ACT, 1996 […]

Securities Law in India

American jurisprudence which has developed around Title 17, Code of Federal Regulations, Part 240, Rule 10b-5 (Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted […]