Portfolio manager” means a body corporate, which pursuant to a contract with a client, advises or directs or undertakes on behalf of the client (whether as a discretionary portfolio manager or otherwise) the management or administration of a portfolio of securities or goods or funds of the client
Securities and Exchange Board of India (SEBI) has been issuing various circulars/directions from time to time on behalf of following Departments
“portfolio” means the total holdings of securities and goods belonging to any person
SECURITIES CONTRACTS (REGULATION) ACT, 1956 [As amended by the Finance Act, 2017] [42 OF 1956] SECTIONS PRELIMINARY 1. Short title, extent and commencement 2. Definitions RECOGNISED STOCK EXCHANGES 3. Application for recognition […]
This circular is issued in exercise of the powers conferred under Section 11(1) of the Securities and Exchange Board of India Act 1992, read with Section 10 of the Securities Contracts (Regulation) Act, 1956 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.
No person shall buy, sell or otherwise deal in securities as a foreign portfolio investor unless it has obtained a certificate granted by a designated depository participant on behalf of the Board.
An Act to provide for the regulation of depositories in securities and for matters connected therewith or incidental thereto. The Depositories Act, 1996 [As amended by Finance Act, 2018] DEPOSITORIES ACT, 1996 […]
Mutual Funds shall not park funds of a Scheme in Short Term Deposit of a Bank if that Bank itself invested in that scheme: SEBI-16/08/2019
Trustees/Asset Management Companies (AMCs) shall ensure that no funds of a scheme is parked in STD of a bank which has invested in that scheme. Trustees/AMCs shall also ensure that the bank in which a scheme has STD do not invest in the said scheme until the scheme has STD with such bank.
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries by SEBI
May 28, 2019 Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries
May 22, 2019 Participation of Portfolio Managers in Commodity Derivatives Market in India[PDF]
See PDF May 21, 2019 Participation of Mutual Funds in Commodity Derivatives Market in India
An administrative circular issued by SEBI under Section 11(1) of the SEBI Act, 1992, can be subject matter of appeal under Section 15T of the said Act
Supreme Court in the case of National Securities Depository Ltd. v. Securities and Exchange Board of India [Civil Appeal No.5173 of 2006], while examining the question as to whether an administrative circular […]
LAW LIBRARY Sections Securities and Exchange Board of India Act, 1992 Preamble CHAPTER I: PRELIMINARY 1. Short title, extent and commencement 2. Definitions CHAPTER II: ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD […]
KEYWORDS:-synchronized trades- ECONOMIC FRAUD- DATE:- February 08, 2018- Main function of SEBI in this regard is to make inquiry, investigation and to give directions, to promote the orderly and healthy growth of the […]
American jurisprudence which has developed around Title 17, Code of Federal Regulations, Part 240, Rule 10b-5 (Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted […]
LAW LIBRARY Securities Appellate Tribunal is a statutory body established under the provisions of Section 15K of the Securities and Exchange Board of India Act, 1992 to hear and dispose of appeals […]