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SEBI

Whether a stock broker requires multiple registrations to operate on more than one stock exchange(s) or a single registration will suffice for all stock exchanges ? Supreme Court of India Judgments

Whether a stock broker requires multiple registrations to operate on more than one stock exchange(s) or a single registration will suffice for all stock exchanges ?

advtanmoy 22/03/2023
The conjoint reading of the expression "a certificate" as referred to in Section 12(1) of the Act...
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Mutual Funds shall not park funds of a Scheme in Short Term Deposit of a Bank if that Bank itself invested in that scheme: SEBI-16/08/2019 SEBI

Mutual Funds shall not park funds of a Scheme in Short Term Deposit of a Bank if that Bank itself invested in that scheme: SEBI-16/08/2019

advtanmoy 18/08/2019
Trustees/Asset Management Companies (AMCs) shall ensure that no funds of a scheme is parked in STD of...
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Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries by SEBI

Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries by SEBI

advtanmoy 29/05/2019
May 28, 2019 Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock...
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An administrative circular issued by SEBI under Section 11(1) of the SEBI Act, 1992, can be subject matter of appeal under Section 15T of the said Act

An administrative circular issued by SEBI under Section 11(1) of the SEBI Act, 1992, can be subject matter of appeal under Section 15T of the said Act

advtanmoy 27/05/2018
Supreme Court in the case of National Securities Depository Ltd. v. Securities and Exchange Board of India...
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