Bank and Banking
Central Banking & Reserve Bank of India
National And Scheduled Banks
Private Banks
Foreign Banks
Commercial Banks
Co-Operative Banking
Development Banks
Export Import Banks
Housing Banks-Non
Banking Financial Institutions
Chit Funds
Bank Loan and Securitisation
Banking Ombudsman
Lok Adalats
Lender’s Liability
Bank Guarantee
Financial Analysis of Banks
International Banking Management
Electronic Banking and IT in Banks
Risk Management in Banks
Investment Banking
Money Supply & Price
Gold Control-Deposit banking or money warehousing-National Bank Notes
Bank Audit & Accounting
Foreign Exchange & Forex
Treasury Operation-Bankruptcy and Insolvency
Banking Disputes & Ombudsman
Training in Banking
Finance & management
Cyber Security
Cyber Incident Response and Investigations
Bank Fraud-Corporate Credit Appraisal
Topical arrangement
- Overview of Banking System
- Regulatory Framework and Compliances
- Legal Aspects of Banking Operations
- Banking Related Laws
- Banker – Customer Relations
- Loans and Advances
- Securities for Banker’s Loans
- Financial Analysis of Banks
- Financial System Contemporary and Emerging Issues: An Overview
- International Banking Management
- Electronic Banking and IT in Banks
- Risk Management in Banks
- Ethics and Corporate Governance in Banks
Banking Law and Practice [ ICSI Syllabus]
- Overview of Banking System
- Regulatory Framework and Compliances
A. Provisions of RBI Act 1935, Banking Regulation Act 1949, Prevention of Money Laundering Act, 2002.
B. Government and RBI’s Powers Opening of New Banks and Branch Licensing Constitution of Board of Directors and their Rights Banks Share Holders and their Rights CRR and SLR Concepts CashCurrency Management Winding up – Amalgamation and Mergers Powers to Control Advances – Selective Credit Control – Monetary and Credit Policy Audit and Inspection Supervision and Control – Board for Financial Supervision – its Scope and Role Disclosure of Accounts and Balance Sheets Submission of Returns to RBI, Corporate Governance. - Legal Aspects of Banking Operations
Case Laws on Responsibility of Paying and Collecting Banker Indemnities or Guarantees – Scope and
Application – Obligations of a Banker – Precautions and Rights – Laws relating to Bill Finance, LC and
Deferred Payments – Laws Relating to Securities – Valuation of Securities – Modes of Charging Securities – Lien, Pledge, Mortgage, Hypothecation etc. – Registration of Firms/Companies – Creation of Charge and Satisfaction of Charge. - Banking Related Laws
Law of Limitation – Provisions of Bankers Book Evidence Act -Special Features of Recovery of Debts Due to Banks and Financial Institutions Act, 1993 TDS Banking Cash Transaction Tax Service Tax, Asset Reconstruction Companies, The Securitization and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002, The Consumer Protection Act, 1986, Banking Ombudsman Lok Adalats, Lender’s Liability Act. - Banker – Customer Relations
The legal relationship between the Banker and Customer, the Multifarious Transactions between them and the Rights and Duties of the Parties springing out of such relationship Nature of Banking Business Legal Nature of Banker-Customer Relationship and their Mutual Rights and Duties Special Categories of Customers, such as Corporations, Partnership Firms, Hindu Joint Families, Unincorporated Bodies, Trusts, Joint Account Holders, Minors, Nominee Accounts, Liquidator, Mercantile Agents, Non-Resident Indians, Foreigners and the Legal Incidence of Each Different Types of Accounts such as Current Accounts, Savings Bank Account and Fixed Deposits Other Transactions between Banker and Customer such as Safe Deposit Vaults, Financial Advice, Letters of Introduction and Other Services Rendered by Banks Special features of the relationship between banker and customer – Their mutual rights and duties – lien – Power to combine different accounts – Secrecy of account. - Loans and Advances
Law, Practice and Policies governing the employment of the funds in the hands of the banker with special reference to the lending banker State Policy on Loans and Advances – Priority sector advances and socioeconomic policies – Financial inclusion – Self- Employment Schemes – Women Entrepreneurs – Small Scale Industries – Agricultural Finance, Export Finance, etc. – Micro Finance – How the banker profitably uses the fund – Call loans and loans repayable at short notice – Loans and advances – Overdrafts – Legal control over bank’s deployment of funds. - Securities for Banker’s Loans
The legal issues involved in and the practice governing the different kinds of securities for banker’s advances and loans Guarantees, pledge, lien, mortgage, charge – subject matters of collateral security Corporate Securities Documents of title to goods Land and Buildings Book debts Life Policies Factoring; Bill Discounting; Bank Guarantees; Letters of Credit; Commercial Papers. - Financial Analysis of Banks
Introduction; Role of financial analysis in financial management; Techniques of Financial Analysis; DuPont Model of Financial Analysis; Special issues in Financial Analysis of Banking Industry. - Financial System Contemporary and Emerging Issues: An Overview
Introduction; Role of Financial System; Capital Flow Through Intermediary Financial Institutions; Direct Capital Flow; Primary Market Products; Primary Market Issue Facilitators; Secondary Market; Economic Importance of Financial Markets. - International Banking Management
International Banking: An Overview, Legal & Regulatory Framework, International Banking Operations
Management, Risk Management in International Banking, Special Issues: Technology and International Banking; Globalisation and International Banking; Financial Innovations in International Banking. - Electronic Banking and IT in Banks
IT in Banking: An Introduction. IT Applications in Banking- Computer-Based Information Systems for Banking; Electronic Banking; Electronic Fund Management, Enabling Technologies of Modern Banking- Electronic Commerce and Banking; Supply Chain Management; Customer Relationship Management; Integrated Communication Networks for Banks Security and Control Systems – Cybercrimes and fraud management Planning and Implementation of Information Systems. - Risk Management in Banks
Risk Management: An Overview, Credit Risk Management, Liquidity and Market Risk Management,
Operational Risk Management, Special Issues- Risk Management Organisation; Reporting of Banking
Risk; Risk Adjusted Performance Evaluation Basel III. - Ethics and Corporate Governance in Banks
Ethics and Business, Corporate Governance, Corporate Social Responsibility, Governance in Financial Sector
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